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60 document(s) in SEC Commission En Banc Decisions
SEC En Banc Case No. 03-24-541Now Corporation and Mel V. Velarde vs. Enforcement and Investor Protection Department
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance NOW CORPORATION and MEL V. VELARDE, Appellants. -versus- Securities Regulation Code SEC En Banc Case No.03-24-541 For: Violation of Section 24.1(d) of the ENFORCEMENT ANDINVESTOR PROTECTION DEPARTMENT, Appellee. Promulgated:16December 2025 DECISION the public in connection with a news rep…
SEC En Banc Case No. 11-23-532In the Matter of Petition to Dispute Existing General Information Sheet of Belleville Development, Inc. and to Admit New General Information Sheet
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance IN THE MATTER OF PETITION TO DISPUTE EXISTING GENERAL INFORMATION SHEET OF BELLVILLE DEVELOPMENT, INC INFORMATION SHEET. AND TO ADMIT NEW GENERAL MARIA BEATRIZ M. VAZQUEZ, Appellant, SEC En Banc Case No. 11-23-532 - versus - JOSUE ROMANO C. WENCESLAO, representing Secretary of as BELLVILLE…
SEC En Banc Case No. 05-24-543In Re: Consolidated Woods Products, Inc.
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance PRODUCTS, INC. IN RE: CONSOLIDATED WOODS RAMON Y. UY, in his capacity as Inc., Corporate Consolidated Wood Products, Secretary Appellant,SEC En Banc Case No.05-24-543 of - versus - VICKY UY ORDONEZ Appellee.Promulgated: 25 November 2025 DECISION Y.Uy,praying for the reversal and setting as…
SEC En Banc Case No. 07-25-580In the Matter of Cashbee Lending Services Incorporated
Republic of the Philippines Department of Finance Securities and Exchange Commission COMMISSION EN BANC CASHBEE LENDING SERVICES INCORPORATED, Appellant, SEC En Banc Case No. 07-25-580 -versus- RE: Revocation of the Certificate of Registration and Authority to Operate as a Lending Company FINANCING AND LENDING COMPANIES DEPARTMENT, Appellee. Promulgated: 07 November 2025 x- -----…
SEC En Banc Case No. 11-22-511Ausland Cebu Construction, Inc. vs. CRMD and Mr. Ayar Farhan
Republic of the Philippines Department of Finance Securities and Exchange Commission COMMISSION EN BANC AUSLAND CEBU CONSTRUCTION, INC., Appellant, SEC En Banc Case No. 11-22-511 For: Violation of Right to Inspection -versus- and/or Reproduction of Corporate Records COMPANY REGISTRATION AND MONITORING DEPARTMENT and MR. AYAR FARHAN, Appellees. X- Promulgated: 28 October 2025 …
SEC En Banc Case No. 06-25-012In the matter CONVENIENCE CASH LENDING CORP. Doing business under the Names and Styles of Zada Cash and Bloom Cash
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance IN THE MATTER OF: the names and styles of ZADA CONVENIENCE CASH LENDING CORP., doing business under CASH and BLOOM CASH, Movant. FLCD CDO Case No. 02, Series of 2025 SEC En Banc Case No.06-25-012 Promulgated: 10 October 2025 X RESOLUTION business operations while completing the required com…
SEC En Banc Case No. 03-25-567In the Matter of U-Peso.PH Lending Corporation Doing Business Under the Name/s and Style/s of UPESO, PERA4U, PERALENDING, AND LOANMOTO
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance IN THE MATTER OF: U- PESO.PH LENDING CORPORATION DOING NAME/S BUSINESS AND UNDER STYLE/S OF THE UPESO, PERA4U, PERALENDING, AND LOANMOTO (SEC REG NO. CS201814908 AND CERTIFICATE OF AUTHORITY NO.2718 SEC En Banc Case No.03-25-567 and Certificate of Authority to Operate For:Revocation of Cert…
SEC En Banc Case No. 04-25-573In the Matter of Surity Cash Lending Investors Corporation Doing Business Under the Name of SURITY CASH
Republic of the the Philippines Department of Finance Securities and Exchange Commission COMMISSION EN BANC IN THE MАTTER OF: SURITY CASH LENDING INVESTORS CORPORATION DOING BUSINESS UNDER THE NAME OF SURITY CASH, Appellant, SEC En Banc Case No. 04-25-573 -versus- (Finlend Case No. 2025-02) Promulgated: 16 September 2025 FINANCING AND LENDING COMPANIES DIVISION, Appelle…
SEC En Banc Case No. 10-20-476 / 12-20-479IGC SECURITIES, INC., Appellant, VS. ANTONIO S. ARANETA, JR. ARANETA AND CAPITAL MARKETS INTEGRITY CORPORATION (CMIC) / IGC SECURITIES, INC., Appellant, VS. CAPITAL MARKETS INTEGRITY CORPORATION (CMIC)
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance IGC SECURITIES,INC. Appellant, CAPITAL MARKETS INTEGRITY CORPORATION, -versus- Appellee, For: Violations of Capital Markets Integrity Securities Regulation Code SEC En Banc Case No. 10-20-476 Corporation Rules and IGC SECURITIES, INC., Appellant, CORPORATION, CAPITAL MARKETS INTEGRITY -vers…
SEC En Banc Case No. 04-19-455In the Matter of the Extension of Corporate Life of DOLORES ABOITIZ FOUNDATION, INC.
Republic of the Philippines Department of Finance Securities and Exchange Commission COMMISSION EN BANC IN THE MATTER of the extension of corporate life of DOLORES ABOITIZ FOUNDATION, INC (formerly named Asilo de la Milagrosa, Inc.) with SEC Reg. No. 28708 SEC En Banc Case No. 04-19-455 and for the issuance of a Certificate of Good Standing DOLORES S. ABOITIZ FOUNDATION, INC. …
SEC En Banc Case No. 10-23-528Dacon Corporation vs. Edwin M. Chua, Ferdinand C. Vido, Jennifer I. Abraham, Jocelyn A. Talania, Rolando A. Junio, Allan D. Yaphockun, Teresita T. Canlas, Theodore Q. Garcia, Richard N. Allen, and Hermoso Adlawan
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines nent of Finance DACON CORPORATION, Complainant-Appellee, -versus- Promulgated: 15 February 2024 SEC En Banc Case No. 10-23-528 HERMOSO ADLAWAN, Q GARCIA,RICHARD N. ALLEN and JOCELYN A. TALANIA, ROLANDO A JUNIO, ALLAN D. YAPHOCKUN TERESITA T. CANLAS, THEODORE EDWIN M. CHUA, FERDINAND C. VIDO, JENNIFER I. ABRAHAM, R…
SEC En Banc Case No. 05-22-499Liberata Sy Cham, Emerson Merrill S. Champ, and Luis C. Sy vs. Quality Investments & Securities Corporation, Teresita P. Cu, and Capital Markets and Integrity Corporation
Republic of the Philippines Department of Finance Securities and Exchange Commission COMMISSION EN BANC LIBERATA SY CHAM, EMERSON MERRILL S. CHAMP, and LUIS C. SY, Appellants, -versus- SEC En Banc Case No. 05-22-499 Promulgated: 15 February 2024 QUALITY INVESTMENTS & SECURITIES CORPORATION, TERESITA P. CU, and CAPITAL MARKETS AND INTEGRITY CORPORATION, Appellees. x-----------…
SEC En Banc Case No. 06-21-485Equestrian Association of the Philippines, Inc. vs. Equestrian Philippines, Inc.
Republic of the Philippines Department of Finance Securities and Exchange Commission COMMISSION EN BANC EQUESTRIAN ASSOCIATION OF THE PHILIPPINES, INC., Petitioner-Appellee, SEC En Banc Case No. 06-21-485 - versus - Promulgation: 21 May 2024 EQUESTRIAN PHILIPPINES, INC., Respondent-Appellant. x- - - - - - - - - - - - - - - - - - - - - - - - -x DECISION Before the Commission …
SEC En Banc Case No. 03-23-516Alakor Securities Corporation vs. Capital Markets and Integrity Corporation
Republic of the Philippines Department of Finance Securities and Exchange Commission COMMISSION EN BANC ALAKOR SECURITIES CORPORATION, Appellant, -versus- SEC En Banc Case No. 03-23-516 Promulgated: 05 March 2024 CAPITAL MARKETS AND INTEGRITY CORPORATION, Appellee. x------------------------------------------x DECISION Before this Commission is the Appeal Memorandum dated 24 …
SEC En Banc Case No. 02-23-514Romilyn Ligate and Analiza Donato Balmaceda vs. Sumpaw ng Inangsabong Mansaka, Inc.
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance ANALIZA DONATO-BALMACEDA, ROMILYN M. LIGATE and Complainants-Appellees, -versus- SEC En Banc Case No.02-23-514 GORIANO, as Chairman, Corporate Secretary, Treasurer, C. DADONG,andJASMIN AURELIO G. MATAAS, ROBELYN respectively, and Corporate D of Promulgated: 08 July 2025 MANSAKA, INC.. SUMPA…
SEC En Banc Case No. 02-20-471Bernad Securities, Inc. vs Capital Markets Integrity Corporation
Republic of the Philippines Department of Finance Securities and Exchange Commission COMMISSION EN BANC BERNAD SECURITIES, INC., Appellant, -versus- SEC En Banc Case No. 02-20-471 Promulgated: 18 March 2025 CAPITAL MARKETS AND INTEGRITY CORPORATION, Appellee. x- DECISION Before this Commission is the Appeal Memorandum dated 17 February 2020 (the "Appeal") filed by App…
SEC En Banc Case No. 03-14-320Danilo L. Concepcion vs. Development Bank of the Philippines (DBP)
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance DANILO L. CONCEPCION Liquidator-Appellant, SEC En Banc Case No.03-14-320 - versus - Promulgated: 04 March 2025 PHILIPPINES, DEVELOPMENT BANK OF THE Respondent-Appellee. DECISION Companies (the "EYCO Group"), Danilo L. Concepcion (the "Liquidator- Appellant") assailing the Order dated 28 Jan…
SEC En Banc Case No. 06-24-547New Seataoo Corporation and Seataoo Information Technology OPC vs. EIPD
Securities and Exchange Commission Republic of the Philippines Department of Finance COMMISSION EN BANC IN THE MATTER OF: NEW SEATAOO CORPORATION AND SEATAOO INFORMATION TECHNOLOGY OPC, NEW SEATAOO CORPORATION, Appellants, SEC En Banc Case No. 06-24-547 -versus- Promulgated: 26 December 2024 ENFORCEMENT AND INVESTOR PROTECTION (EIPD), DEPARTMENT Appellee. DECISION Memorandum of Appeal date…
SEC En Banc Case No. 03-20-473 and 02-20-469In the Matter of Non-Filing of 2018 Annual Report (SEC Form 17-A) PHILEQUITY STRATEGIC GROWTH FUND, INC.
Securities and Exchange Commission Republic of the Philippines Department ol Finance COMMISSION EN BANC IN THE MATTER OF NON-FILING OF 2018 AND 2019 ANNUAL REPORT(SEC FORM 17-A) PHILEQUITY STRATEGIC GROWTH FUND,INC. Appellant, SECEn Banc Case No.02-20-469 -versus- Promulgated:23 January 2025 SEC En Banc Case No.03-20-473 CORPORATE GOVERNANCE AND FINANCE DEPARTMENT, Appellee. DECISION Before…
SEC En Banc Case No. 01-14-314In the matter of: Royale Tagaytay Country Club, Inc., represented by its General Manager, Mr. Ruben B. Encinas vs. CGFD Represented by Acting Director Justina F. Callangan
Republic of the Philippines Department of Finance Securities and Exchange Commission COMMISSION EN BANC ROYALE TAGAYTAY COUNTRY CLUB INC., represented by its General Manager, Mr. Ruben B. Encinas, Appellant, SEC En Banc Case No. 01-14-314 Promulgated: 23 January 2025 CORPORATE GOVERNANCE AND FINANCE DEPARTMENT, represented by Acting Director Justina F. Callangan, Appellee. x-----…
SEC En Banc Case No. 06-24-545COPPERSTONE LENDING, INC. doing business under the name/s and style/s of QUICKLA, POCOCASH,BLUE PESO, PESO FORREST, MOCA MOCA, PESO BUFFET & LOAD CASH
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance IN THE MATTER OF: BLUE PESO,PESO FORREST, MOCA STYLE/S OF COPPERSTONE LENDING,INC.DOING BUSINESS UNDER THE NAME/S AND QUICKLA, POCOCASH, SEC EN BANC CASE NO. 06-24-545 FOR: REVOCATION OF CERTIFICATE OF AUTHORITY (CA TO OPERATE A MOCA, PESO BUFFET & LOAD CASH 2021050012959-04; CA No. 3454) (SEC…
SEC En Banc Case No. 07-24-010Elending Lending, Inc.
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance In the Matter of: ELending Lending Inc., Movant. SEC En Banc Case No. 07-24-010 (FLCD CDO Case No.01, s.of 2024) Promulgated: 18 December 2024 RESOLUTION For consideration of the Commission En Banc (the "Commission") is the Verified Motion for Lifting of Cease and Desist Order AD Cautelam …
SEC En Banc Case No. 07-24-007 Second Pay Financing, Inc.
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance Unit 904 One Global City, 5ht Ave. Cor. 25th St. Fort Bonifacio,Taguig City In the Matter of. Second Pay Financing Inc. (CS201909038 C.A.No.1217) Petitioner. PROMULGATION:18 December 2024 Circular No. 03, Series of 2022, 2019, FINLEND Order dated 07 February 2024, FINLEND Order No. 06. 2023, FI…
SEC En Banc Case No. 07-24-008Tekwang Lending Corp. doing business under the name and style of TEKCASH
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance IN THE MATTER OF doing TEKWANG business LENDING under CORP. the SEC En Banc Case No.07-24-008 FLCD CDO Case No.05,Series of2024 name and style of TEKCASH (CS201911369), Movant. NO.28,SERIES OF 2020,SEC MEMORANDUM CIRCULAR NO.19,SERIES OF 2019,FINLEND ORDER DATED 07 FEBRUARY 2024,FINLEND ORDER …
SEC En Banc Case No. 07-24-009Makati Loan, Inc. doing business under the Name and Style of Peso Cash Loan
Securities and Exchange Commission Republic of the Philippines Department of Financ. COMMISSION EN BANC IN THE MATTER OF: SEC En Banc Case No.07-24-009 FLCD CDO Case No. 01, Series of 2024 MAKATI LOAN, INC., doing business under the Name and Style of Peso Cash Loan. Movant, For: Violation of SEC Memorandum Memorandum Circular No. 28, Series of 2020, Memorandum Circular 10, Series of 2019, FinLen…
SEC En Banc Case No. 07-22-502Rene Golangco vs. Capital Markets Integrity Corporation, Philippine Equity Pertners, Inc., Lorenzo Andres T. Roxas, Emeterio Gonzales III, and Ma. Lordes Arroyo - De Guzman
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance RENE GOLANGCO, Complainant-Appellant, LORENZO ANDRES T. ROXAS, EQUITY EMETERIO GONZALES III, and MA. LOURDES ARROYO - DE GUZMAN, CAPITAL MARKETS INTEGRITY CORPORATION, PARTNERS, - versus - PHILIPPINE INC. SEC En Banc Case No. 07-22-502 (CMIC-IED-IC-2022-001) Respondents-Appellees. X DECISIO…
SEC En Banc Case No. 05-22-495Investigation and Review Committee vs. Venture Securities, Inc., Wilfred Racadio (President), Adora Aguilar (Associated Person), Teresita Mosenabre (Settlement Head), and Loreto Balabis (Salesman)
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance IN THEMATTEROF R&L INVESTMENTS, INC. INVESTIGATION I AND REVIEW COMMITTEE, Appellant, - versus - Promulgation: _2 6 NOV 2024 SEC En Banc Case No. 05-22-495 Head), B. MOSENABRE VENTURE BALABIS (Salesman), TERESITA WILFREDO (President),ADORA M.AGUILAR (Associated Person), LORETO B. SECURITIES,…
SEC En Banc Case No. 05-13-292 In the matter of: BOT Lease and Finance Philippines, Inc. vs. Corporate Governance and Finance Department (formerly Investor Protection and Surveillance Department)
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance IN THE MATTER OF: PHILIPPINES, INC. BOTLEASE AND Appellant, FINANCE -versus- SEC En Banc Case No. 05-13-292 Promulgated: 08 November 2022 INVESTOR PROTECTION AND SURVEILLANCE DEPARTMENT, Appellee. X DECISION and directed it to file an exemption. Surveillance Department ("IPSD") which found…
SEC En Banc Case No. 11-15-391Timson Securities, Inc., Philip Laude, and Abigail C. Lorica, Appellant vs. Capital Markets Integrity Corporation, Appellee
Securities and Exchange Commission Commission En Banc Republic of the Philippines Department of Finance PHILIP LAUDE and ABIGAIL C. LORICA, TIMSON SECURITIES,INC., Appellants, -versus SEC En Banc Case No.11-15-391 CAPITAL INTEGRITY CORPORATION, MARKETS rep. byits President,ATTY. CORNELIO GISON, Appellee. -X DECISION November 2015 filed by Appellants Timson Securities, Inc.(TSI), Philip Lau…
SEC En Banc Case No. 02-15-358The Philippine Stock Exchange, Inc., Appellant vs. Markets and Securities Regulation Department of the Securities and Exchange Commission, Appellee
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance EXCHANGE, INC. THE PHILIPPINE STOCK Appellant, -versus- SEC En Banc Case No. 02-15-358 For: Violation of "Status Quo Order FELIZMENIO JR., OFTHE REPRESENTED BY DIRECTOR VICENTE MARKETS REGULATION EXCHANGE SECURITIES AND GRACIANO DEPARTMENT COMMISSION, SECURITIES AND P. Appellee. X DECISIO…
SEC En Banc Case No. 09-14-345Atty. Rogel C. Gatchalian, Appellant vs. Tiger Consulting and Software Dev't., Inc., Appellee
Republic of the Philippines Department of Finance Securities and Exchange Commission COMMISSION EN BANC SOUTHEAST ASIAN MEDICAL CENTER, INC., Appellant, -versus- SEC En Banc Case No. 02-15- 345 SOUTHEAST ASIAN MEDICAL SPECIALIST (SEAMSI), INC., Appellee. x--------------------------x DECISION Before this Commission is the Memorandum on Appeal dated 05 February 2015…
SEC En Banc Case No. 02-15-345Southeast Asian Medical Center, Inc., Appellant vs. Southeast Asian Medical Specialist (SEAMSI), Inc., Appellee
Republic of the Philippines Department of Finance Securities and Exchange Commission COMMISSION EN BANC SOUTHEAST ASIAN MEDICAL CENTER, INC., Appellant, -versus- SEC En Banc Case No. 02-15- 345 SOUTHEAST ASIAN MEDICAL SPECIALIST (SEAMSI), INC., Appellee. x--------------------------x DECISION Before this Commission is the Memorandum on Appeal dated 05 February 2015…
SEC En Banc Case No. 09-17-430Philippine Institute of Architects - Davao Section, Inc., Appellant vs. Philippine Institute of Architects, Appellee
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance PHILIPPINE INSTITUTE OF ARCHITECTS DAVAO SECTION, INC. Appellant, - versus - SEC En Banc Case No. 09-17-430 PHILIPPINE INSTITUTE OF ARCHITECTS Appellee. DECISION Before the Commission is the Memorandum on Appeal dated 9 Decision be issued reversing the Decision dated 5 December 2016 (the l…
SEC En Banc Case No. 12-20-480Fcash Global Lending, Inc., Appellant vs. Corporate Governance and Finance Department, Appellee
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance FCASH GLOBAL LENDING,INC. Respondent-Appellant, SEC En Banc.Case No.12-20-480 FINANCEDEPARTMENT, CORPORATE GOVERNANCE AND Petitioner-Appellee. DECISION by Respondent-Appellant FCash Global Lending, Inc. (Appellant FCash) assailing the SEC CGFD Order No.111,Series of 2020 (the Assailed a Len…
SEC En Banc Case No. 07-21-486Familyhan Credit Corporation, Appellant vs. Corporate Governance and Finance Department, Appellee
Securities and Exchange Commission Republic of the Philippines Department of Finance COMMISSION EN BANC FAMILYHAN CREDIT CORPORATION, Appellant. - versus - SEC En Banc Case No.07-21-486 CORPORATE GOVERNANCE AND FINANCE DEPARTMENT, Appellee. DECISION 2021 (the Appeal) filed by Appellant Familyhan Credit Corporation (Familyhan assailing the Resolution dated 18 June 2021 (theAssailed Before the…
SEC En Banc Case No. 11-21-491Rogelio M. Florete, Appellant vs. Marcelino M. Florete, Jr., and Maria Elena Florete-Muyco, Appellee
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance ROGELIO M.FLORETE Appellant, - versus -- SEC En Banc Case No.11-21-491 (SEC Case No.02-13-402) MARCELINO M. FLORETE, JR., and MARIA ELENA FLORETE MUYCO, Appellees. X X DECISION Before the Commission is the Memorandum of Appeal to Commission En Banc (theAppeal) filed by Appellant Rogelio M…
SEC En Banc Case No. 03-18-440Philippine Carpet Manufacturing Corporation, Appellant vs. Company Registration and Monitoring Department, Appellee
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance PHILIPPINE CARPET MANUFACTURING CORPORATION, Appellant, -versus- SEC En Banc Case No.03-18-440| COMPANY REGISTRATION AND MONITORING DEPARMENT, Appellee. DECISION Before this Commission is the Memorandum of Appeal dated and filed Corporation (PCMC) assailing the Letter-Decision dated 05 Jan…
SEC En Banc Case No. 05-18-444Eduveges Limpahan, Appellant vs. Company Registration and Monitoring Department, Calindagan Landholdings Corporation, Appellee
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance EDUVEGES LIMPAHAN Appellant. -versus- SEC En Banc Case No. 05-18-444 represented by its President, AGNES ANDREW FITZ GIBBON. DEPARMENT, LANDHOLDINGS CORPORATION COMPANY REGISTRATION AND MONITORING FLORES and its CALINDAGAN Vice-President. Appellee. DECISION or is doing to the great prejudi…
SEC En Banc Case No. 01-21-481Venture Securities, Inc., Appellant vs. Capital Markets Integrity Corporation, Appellee
Securities and Exchange Commission Commission En Banc Republic of the Philippines Department of Finance VENTURE SECURITIES, INC. Appellant. - versus -- SEC En Banc Case No.01-21-481 INTEGRITY CORPORATION, CAPITAL MARKETS Appellee. (CMIC-ACD-SPECIAL-19-263) K DECISION an aggregate penalty of PESOS:FIVE MILLION ONE HUNDRED SIXTY THOUSAND & 00/100 (P5,160,000.00). "Appeal") dated 11 January 202…
SEC En Banc Case No. 02-20-472Robocash Finance Corp, Appellant vs. Corporate Governance and Finance Department of the Securities and Exchange Commission, Appellee
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance ROBOCASH FINANCE CORP., Appellant. - versus - SEC En Banc Case No. 02-20-472 EXCHANGE COMMISSION, IN-CHARGE CORPORATE GUMTANG-REMALANTE, IN HER CAPACITY AS OFFICER- AND FINANCE DEPARTMENT ATTY. RACHEL ESTHER J. OF THE SECURITIES GOVERNANCE OF Appellee. AND THE DECISION as a Financing Compan…
SEC En Banc Case No. 04-14-327Nationwide Development Corporation, Appellant vs. Atty. Cynthia Corazon G. Roxas, Appellee
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance CORPORATION, rep. by ATTY. CONTRERAS, JR., NATIONWIDE DEVELOPMENT DEOGRACIAS G. Appellant, -- versus - SEC En Banc Case No. 04-14-327 ATTY. CYNTHIA CORAZON G. ROXAS, Appellee. DECISION 12 August 2013. 2014 (the "Appeal") filed by Appellant Nationwide Development Corporation registration of …
SEC En Banc Case No. 07-18-448 Panciteria Lidp Chinese Cuisine Co. vs. CRMD and Salido Foods & Beverages Corp. (Decision dtd 7 Dec 2023)
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance CUISINE, CO., PANCITERIA LIDO CHINESE Appellant. - versus - SEC En Banc Case No. 07-18-448 Change of Corporate Name Promulgated: 07 December 2023 COMPANY REGISTRATION AND BEVERAGES CORP., MONITORING AND SALIDO DEPARTMENT FOODS Appellees. & X X DECISION "Petition"), the dispositive portion…
SEC En Banc Case No. 09-16-410 Belene G. Yucoco vs. Orient Pearl Resources Worldwide, inc., et al (Decision dtd 02 March 2023)
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance BELENE G. YUCOCO, Complainant-Appellee, - versus - SEC En Banc Case No. 09-16-410 Promulgated: 02 March 2023 (SEC Case No. 15-3050) ORIENT PEARL RESOURCES PEARL MINING CORPORATION, WORLDWIDE, SPOUSES REYNALDO INC. ORIENT S and EDWIN R. MASBANG, CONSTANTE TAPURO, GALENZOGA THERESE MICHAEL L…
SEC En Banc Case Nos. 12-12-278, 01-13-281 & 08-14-339(Asian Hospital, Inc. vs. EPD) Decision
Securities and Exchange Commission COMMISSION EN BANC Republic of the Phitippines Department of Finance IN THE MATTER OF: ASIAN HOSPITAL, INC. SEC En Banc Case No. 12-12-278 X ASIAN HOSPITAL, INC. Appellant, -versus- SEC En Banc Case No. 01-13-281 INVESTIGATION DIVISION, AND ATTYS. KAPUNAN, IRENE JOY BESIDO- BEHALF SINGSON, PROSECUTION ATTY. LALAINE P. MONSERATE, in her capacity as DIVISION …
SEC En Banc Case No. 09-15-388Phil. Federation of Gamefowl Breeders - PFGB, Inc. vs. Pambansang Federation ng Gamefowl Breeders (Digmaan), Inc. (Decision dtd 09 Jan 2024)
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance PHILIPPINE FEDERATION OF INC. GAMEFOWL BREEDERS - PFGB, Petitioner-Appellant, - versus - SEC En Banc Case No.09-15-388 Promulgated: 09 January 2024 PAMBANSANG FEDERATION NG GAMEFOWL BREEDERS (DIGMAAN), INC., Respondent -Appellee. X DECISION of the Office of the General Counsel (OGC) dated …
SEC En Banc Case No. 05-15-373Yu & Company, Inc. vs CMIC (Decision dtd 20 June 2023)
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Financ YU & COMPANY, INC. Appellant. -versus- SEC En Banc Case No. 05-15-373 Promulgated: 20 June 2023 CAPITAL MARKETS INTEGRITY CORPORATION. Appellee. DECISION Before the Commission is a Memorandum (the "Appeal") dated 15 for the reversal of the Decision dated 07 November 2014 (the "Assailed May …
SEC En Banc Case No. 07-14-337Ayala Corporation vs. MSRD (Decision dtd 20 June 2023)
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance AYALA CORPORATION, Appellant, -versus- Promulgated: 20 June 2023 SEC En Banc Case No. 07-14-337 MARKETS AND SECURITIES REGULATION DEPARTMENT, Appellee. X DECISION Markets and Securities Regulation Department ("MSRD") imposing upon Ayala Corporation ("Ayala") the penalty of "REPRIMAND" for i…
SEC En Banc Case No. 04-14-324Victorias Milling Company, Inc. vs. SHP I and Malayan Insurance Company, Inc. (Decision dtd 02 March 2023)
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Financ IN THE MATTER OF THE PETITION FOR DECLARATION OF A STATE OF SUSPENSION OF PAYMENT;FOR THE APPROVAL OF A REHABILITATION PLAN; AND THE APPOINTMENT OF A MANAGEMENT COMMITTEE INC. VICTORIAS MILLING COMPANY Petitioner-Appellant, - versus -- SEC En Banc Case No. 03-14-324 Promulgated: 02 March 2023 …
SEC En Banc Case No. 07-22-503Omar, et al. vs. Z.C. Integrated Port Serivce, Inc., et al.
Securities and Exchange Commission COMMISSION EN BANC Republic of the Phillppines Department of Finance In the matter of: Hj. MAULANA M. OMAR, KALIBE A DALUS, and the Estate of HARUN L. DEMARUNSING rep. by ARQUIN L DEMARUNSING Complainants-Appellees, SEC EB Case No. 07-22-503 - versus For: Violation of Right to Inspection and/or Promulgated: 25 July 2023 Reproduction of Corporate Records M.…
SEC En Banc Case No. 09-14-344In the matter of Makati Hope Christian School, Inc. vs. EIPD and Robert Sun
Republic of the Philippines Department of Finance Securities and Exchange Commission COMMISSION EN BANC In the matter of: MAKATI HOPE CHRISTIAN SCHOOL, INC. LUKE C. ROXAS, REBEKAH T. ROXAS, SARAH T. ROXAS, MARY T. ROXAS, BESSIE C. MANZANO, ELENA F. FELIPE, CONCEPCION MARIA P. DELOS SANTOS, NOEL S. R. JOSE and PHILEMON TIE, Appellants, - versus - SEC En Banc Case No. 09-14-344 …
SEC En Banc Case No. 05-19-456The Philippine Stock Exchange., vs. Markets and Securities Regulation Department of the Securities and Exchange Commission
Republic of the Philippines Department of Finance Securities and Exchange Commission COMMISSION EN BANC THE PHILIPPINE STOCK EXCHANGE, INC., Appellant, SEC En Banc Case No. 05-19-456 -versus- Promulgated: 25 April 2024 MARKETS AND SECURITIES REGULATION DEPARTMENT OF THE SECURITIES AND EXCHANGE COMMISSION, Appellee. x---------------------------------------------x DECISION …
SEC-EIPD Case No. 13-3020PCCI Securities Broker Corp. Respondent.
Exchange Securities and Commission ENFORCEMENT & INVESTOR PROTECTION DEPARTMENT In the matter of Officers and Employees of PCCI Securities Broker Corp. EIPD Case: 13-3020 FRANCISCO M. LIBORO MS. CORAZON GALANG President Vice-President and Treasurer MS. PLACIDA M. ORLINA MR. JOEMARIE G. BIATEN Finance Officer Compliance Office MR. RAYMOND LIM Order Taker X ORDER The Securities and Exchange …
SEC-EIPD Case No. 2018-0977 FUNDKO AND FINTECHNOLOGY INC. Respondent.
ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT In the matter of: SEC-EIPD Case No. 2018-0977 FUNDKO AND FINTECHNOLOGY INC. Respondent. x-----------------------------------x DECISION This resolves the complaint filed by Mr. Kany Vic G. Perez against FINTECHNOLOGY INC. (“FINTECHNOLOGY” for brevity), a registered domestic corporation doing business under the name “FUNDKO” with…
SEC MSRD CASE NO. MSRD-MID-2020-2R&L INVESTMENTS, INC, VENTURE SECURITIES, INC. WILFRED RACADIO (President), ADORA AGUILAR (Associated Person), LORETO BALABIS (Salesman), TERESITA MOSENABRE (Settlement Head)
Exchange Securities and Commission MARKETS AND SECURITIES REGULATION DEPARTMENT SPECIAL HEARING PANEL IN THE MATTER OF: R & L INVESTMENTS, INC. X SEC MSRD CASE NO. MSRD-MID-2020-2 VENTURE SECURITIES, INC ADORA AGUILAR (Associated Person) WILFRED RACADIO (President) LORETO BALABIS (Salesman) TERESITA MOSENABRE (Settlement Head Respondents. X -X June 11, 2021 To: ASSISTANT DIRECTOR ADAN EV…
SEC MSRD Case No. MSRD-MID-2020-4R&L INVESTMENTS, INC., ET. AL., MARLO N. MORON
Exchange Commission Securities and MARKETS AND SECURITIES REGULATION DEPARTMENT SPECIAL HEARING PANEL In the matter of: R & L INVESTMENTS, INC., ET.AL. SEC MSRD Case No. MSRD-MID-2020-4 MARLO N. MORON, Respondent. X June 11, 2021 Markets and Regulation Department Assistant Direftor Adan Evan O. Pascua Securities and Exchange Commission Secretariat Building, PICC Complex, Roxas Boulevard, P…
SEC MSRD CASE NO/ MSRD-MID-2020-1R&L INVESTMENT, INC ET. AL.,R&L INVESTMENT Inc., JOSEPH LEE (President), LUCY LINDA LEE(Nominee), JONATHAN LEE(Associated Person)
Securities and Exchange Commission 2 MARKETS AND SECURITIES REGULATION DEPARTMENT SPECIAL HEARING PANEL IN THE MATTER OF: R&L INVESTMENT, INC.. ET. AL X SEC MSRD CASE NO. MSRD-MID-2020-1 R&L INVESTMENT, INC., JOSEPH LEE (President) LUCY LINDA LEE (Nominee) JONATHAN LEE (Associated Person) Respondents June 11, 2021 To: Securities andExchange Commission Secretariat Building, PICC Complex, R…
SEC MSRD Case No. MSRD-MID-2020-3R&L INVESTMENTS, INC., JULIETO C. SULAPAS
Securities and Commission Exchange MARKETS AND SECURITIES REGULATION DEPARTMENT SPECIAL HEARING PANEL In the matter of: R & L INVESTMENTS, INC. SEC MSRD CaSe No. MSRD-MID-2020-3 JULIETO C. SULAPAS, Respondent. TO: (/a2 June 11, 2021 Secretariat Building, PICC Complex, Roxas Boulevard, Pasay City. Assistant Dit/ectoy Adan Evan O. Pascua Markets and Regulation Department Securities and Excha…
SEC EB Case No. 02-20-472ROBOCASH FINANCE CORP., Appellant, v. CGFD, Appellee.
Securities and Exchange Commission COMMISSION EN BANC Republic of the Philippines Department of Finance ROBOCASH FINANCE CORP., Appellant. - versus - SEC En Banc Case No. 02-20-472 EXCHANGE COMMISSION, IN-CHARGE CORPORATE GUMTANG-REMALANTE, IN HER CAPACITY AS OFFICER- AND FINANCE DEPARTMENT ATTY. RACHEL ESTHER J. OF THE SECURITIES GOVERNANCE OF Appellee. AND THE DECISION as a Financing Compan…
SEC En Banc Case No. 02-15-356AZURESTAR CORPORATION, Appellant, vs. ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT, Appellee.
Republic of the Philippines Department of Finance Securities and Exchange Commission COMMISSION EN BANC AZURESTAR CORPORATION, Appellant, - versus - SEC En Banc Case No. 02-15-356 ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT, Appellee. x----------------------------------------------x DECISION Before this Commission is the Memorandum on Appeal dated 17 February 2015 fil…
SEC En Banc Case No. 07-13-297J PLUS ASIA DEVELOPMENT CORPORATION, Appellant, vs. ENFORCEMENT AND PROSECUTION DEPARTMENT, FIL-ESTATE PROPERTIES, INC. and GLOBAL–ESTATE RESORTS, INC., Appellees.
Republic of the Philippines Department of Finance Securities and Exchange Commission COMMISSION EN BANC J PLUS ASIA DEVELOPMENT CORPORATION, Appellant, SEC En Banc Case No. 07-13-297 -versus- ENFORCEMENT AND PROSECUTION DEPARTMENT, FIL-ESTATE PROPERTIES, INC. and GLOBAL–ESTATE RESORTS, INC., Appellees. x-------------------------------------------x DECISION This resolve…