BSP Circular Letters BSP Circular Letter No. CL-2016-080BSP Circular Letter No. CL-2016-080 2016-09-23T00:00:00.000+08:00

New BSP Registration Document (BSRD)

BANGKo SenrnIL NG PILIPINAS OFFICE OF THE DEPUTY GOVERNOR Monetary Stability Sector CIRCULAR TETTER NO. CL-2016- O8O To All Authorized Agent Banks (AABsl and AAB subsidiary/affiliate foreign exchange corporations (AAB-forex corps) Subject : New BSP Registration Document (BSRD) Please be advised that effective 3 October 2016, the Bangko Sentral ng Pilipinas will be using a new BSRD format (copy attached) relative to its registration of foreign direct investments. Based on the new format, the identified data elements under ltems 3.a and 3.b of Appendix 11 of the Manual of Regulations on Foreign Exchange Transactions will now be reflected on the second page of the new BSRD. For guidance and implementation. f .^.^^ .\- t"^^& DIWA C"TGUINIGUNDO Deputy Governor {{September 2016

E}aruGKo SeNrRal NG PII.IPINAS BANG KO SENTRAL REGISTRATION DOCUMENT FOR FOREIGN INVESTM ENTS (ssRD) wo, A 000000- Date of Registration : Name of Foreign Investor c Investor Country and Code E Name and Details of E tnvestee Firm E Share ldentity/lssuer E Security f] Otners EShares ECapitat registered FUNDING DETAILS: A. lnward Remittance tA amounr Receiving bank Remittance date tn onctnat currencv CIR No. Telegraphic Transfer and branch (mmdd-yyyy) USS equivalent Ref. No. ccY Amount s:i sE= B. Peso Conversion FX amount FX fund balance after Converting bank Conversion date q CIR No. converted Conversion rate PHP proceeds conversion EP and branch (mm-d&yWy) ;6 lln orisinal rurreno! fln oricinal currencv) c! INVESTMENT DETAILS: lnvestment Amount Date of ln oricinal currencv Maturity date Business type Funding No. of Shares (par investment (if applicable, (lnvestee Firm) type value/share) ln PHP USS equivalent (mm-dd-yyyy) cc'v Amount mm-dd-yyyy) gE'5 Additional lnformation: Notes: 1. Transfer of investment to another foreign investor and any other changes in this BSRD including stock dividends, stock splits, reverse stock splits and other related changes on the investment shall be reported to the BSP within one (1) year from transaction date (e.g. stock dividend payment date). 2. Servicing/remitting banks shall ensure strict compliance with the requirements for foreign direct investmentsforeign portfolio investments whichever is applicable under Appendix 11 of the Manual of Regulations on Foreign Exchange Transactions (FX Manual), as amended for purchase and remittance of FX for capital repatriation/outward remittance of dividends/earnings authorizpd under this BSRD. 3. The issuance of this BSRD is made pursuant to the provisions of the FX Manual, as amended. lt is understood that all pertinent laws, rules and regulations of the Republic of the Philippines shall be complied with. 4. A violation of any of the conditions of this registration may be a ground for revocation of this registration and/or denial of future applications for BSP approval/registration or, as relevanl imposition of a processing fee. 5. Please see codes at the back for the investment details. Approved for Registration: <AUTHORIZED SIGNATORY> <PClSmOl{> l.rtematloal sub'S€ctd IOD Form 03{02-03'Version 3rUpdated 3 October 2016 Page 1 of 2

Primary PurPose: Funding Type of BSP'Registered Foreign Direct Investments Symbol Description IR lnward remittance of foreign exchange (FX) converted to pesos thru an AAB NCI ffi not converted to pesos and utilized to pay FX obligations h.r Krld' machnery and equipment, raw materials.finished goods, spare parts, etc. K Capitalized oil/gas/natural gas/geothermal energy and other natural resources CE exploration/development expenditu res DEC 85P-registered Medium-Long-Term (MLT) loans converted to equity DEC lash advances/short-term loans converted to equity DEC Unpaid importation of goods and services Unpaid royalties/patents/franchise fees, etc' )l Stock dividends RE Cash dividends, unremitted profits/earnings Property Dividends Property dividends RSP Divestrnent/sa les Proceeds ADJ Stock split ADJ Reverse stock sPlit TF From a fot€iSn investor to another foreign investor, in the same investee firm From one investee firm to another investee firm, by virtue of merger, acquisition or other tr corporate restructu ring From first investee firm to second investee firm in consideration for investor's FDI in the tr second investee firm Reolacement Consoi'dat'tot/t€placement of old/lost BSRD/s by new BSRD/s Replacement of previously issued BSRD/s to reflect changes in said BSRD/s and investee's Replacement capital structure Annotation of previously issued BSRD/s to reflect changes in the BSRD/s and investee's TF capital structure Business Types of Investee Firms Symbol Description CPN Corporation BR Branch P Partnership 5P Sole ProprietorshiP RHQ Regional Headquarters ROHQ Reglonal Operating Headquarters RO Representative Office c Condominium

Date of ReSistntion BANGKO Name of Foreign Investor 0 COMMON SENTRAL NG lov€storCountry and Code SHARES O PILIPINAS NameandDetailsof DtnvesteFlrm tlsha.etdentiv/ssuer Bs(uilty Bothers z. .tt Dshar6 ocapital BANGKO SENTRAL NG PREFERRED I PILIPINAS SHARES C) RECORD OF FX SALE AND CAPITAL REPATRTATION cf l= c-) (:.:) Signature of authorized lc: c) Remitting Sank officer (:) IE lr ul z o x o a m z RECORD OF FX SAIE AND REMITTANCES OF EARNINGS ARISING FROM BSP.REGISTERED FDIS: { ]t Signature of authorized Remittlng Eank officer r z o lt I z o (Provide additional pages, as neededl r/ lf the space in the BsRD is not enough, additional page/s may be used, which page/s shall be duly marked and certified by the bank,s authorized oficer as forming part of the B'RD. IOD Form 03402-03'Version 3*Updated 3 October 2016

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